SEC Form 4 · accession 0001209191-17-030023
BRINKS CO · BCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
McAlister C Marshall II
Officer — SVP, Gen Counsel & CAO
Period of report
May 3, 2017
Accepted (ET)
May 4, 2017 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078890
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 3, 2017 | M | 18,700 | $31.47 | A | 95,510 | D | |
| Common StockF2,F3 | May 3, 2017 | F | 14,281 | $60.54 | D | 81,229 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5,F4 | $31.47 | May 3, 2017 | M | 18,700 | D | — | Jul 7, 2017 | Common Stock | 18,700 | 0 | D |
Explanation of responses
- F1Includes Restricted Stock Units that have not yet vested.
- F2Weighted average of sale prices, which ranged from $60.40 to $60.625. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3Includes Restricted Stock Units that have not yet vested as well as 4,419 shares of the Company's common stock acquired as a result of the exercise of 18,700 options, due to expire on July 7, 2017. See Table II and related footnotes.
- F4The options vested in three installments as follows: 6,234 shares on July 7, 2012, 6,233 shares on July 7, 2013, and 6,233 shares on July 7, 2014.
- F5The Reporting Person held options (vested) for a total of 29,942 shares as of May 3, 2017, following the Reported Transactions.