SEC Form 4 · accession 0001209191-17-013517
BRINKS CO · BCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
McAlister C Marshall II
Officer — SVP, Gen Counsel & CAO
Period of report
Feb 17, 2017
Accepted (ET)
Feb 22, 2017 · 6:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078890
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 17, 2017 | A | 3,127 | $0.00 | A | 89,464 | D | |
| Common StockF1,F3 | Feb 20, 2017 | F | 567 | $52.75 | D | 88,897 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F4 | $52.75 | Feb 17, 2017 | A | 13,575 | A | — | Feb 17, 2023 | Common Stock | 13,575 | 13,575 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a right to receive, subject to the terms and conditions of the 2013 Equity Incentive Plan and a Restricted Stock units Award Agreement, one share of the Company's common stock subject to vesting in three equal annual installments, beginning in February 2018.
- F2Includes 14,477 Restricted Stock Units that have not yet vested.
- F3Includes 12,975 Restricted Stock Units that have not yet vested.
- F4The options vest on the third anniversary of the grant date, February 17, 2017, if the average closing stock price over any 15 consecutive trading days between the grant date and the third anniversary was at least $65.94.