SEC Form 4 · accession 0001209191-16-136543
BRINKS CO · BCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amit Zukerman
Officer — Executive Vice President
Period of report
Aug 10, 2016
Accepted (ET)
Aug 11, 2016 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078890
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2016 | M | 6,375 | $31.47 | A | 33,177 | D | |
| Common StockF2,F3 | Aug 10, 2016 | S | 5,562 | $36.69 | D | 27,615 | D | |
| Common StockF1 | Aug 10, 2016 | M | 7,921 | $22.57 | A | 35,536 | D | |
| Common StockF4,F5 | Aug 10, 2016 | S | 4,956 | $36.69 | D | 30,580 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F7,F6 | $31.47 | Aug 10, 2016 | M | 6,375 | D | — | Jul 7, 2017 | Common Stock | 6,375 | 0 | D |
| Employee Stock Option (Right to Buy)F7,F8 | $22.57 | Aug 10, 2016 | M | 7,921 | D | — | Jul 11, 2018 | Common Stock | 7,921 | 0 | D |
Explanation of responses
- F1Includes Restricted Stock Units that have not yet vested.
- F2Weighted average of sale prices, which ranged from $36.61 to $36.79. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3Includes Restricted Stock Units that have not yet vested as well as 813 shares of The Brink's Company ("BCO") common stock, purchased with the proceeds of the sale of 5,562 shares of BCO common stock referenced in column 4. This transaction was the result of an exercise of 6,375 options, due to expire on July 7, 2017. See Table II and related footnotes.
- F4Weighted average of sale prices, which ranged from $36.63 to $36.78. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F5Includes Restricted Stock Units that have not yet vested as well as 2,965 shares of The Brink's Company ("BCO") common stock, purchased with the proceeds of the sale of 4,956 shares of BCO common stock referenced in column 4. This transaction was the result of an exercise of 7,921 options, due to expire on July 11, 2018. See Table II and related footnotes.
- F6The options became exercisable in three equal annual installments on July 7, 2012, 2013 and 2014.
- F7The Reporting Person held unvested options for a total of 95,907 shares as of August 10, 2016, following the Reported Transactions.
- F8The options became exercisable as follows: 3,961 on July 11, 2014 and 3,960 on July 11, 2015.