SEC Form 4 · accession 0001209191-16-133072
BRINKS CO · BCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald James Domanico
Officer — EVP, Chief Financial Officer
Period of report
Jul 14, 2016
Accepted (ET)
Jul 18, 2016 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078890
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 14, 2016 | P | 16,744 | $29.86 | A | 16,744 | D | |
| Common StockF2,F3 | Jul 14, 2016 | A | 4,714 | $29.16 | A | 21,458 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F4 | $29.86 | Jul 14, 2016 | A | 84,985 | A | — | Jul 14, 2022 | Common Stock | 84,985 | 84,985 | D |
Explanation of responses
- F1Represents a private, negotiated transaction between the Issuer and the Reporting Person at a price per share equal to the closing price of the Company's common stock on the date of purchase.
- F2Each Restricted Stock Unit represents a right to receive, subject to the terms and conditions of the 2013 Equity Incentive Plan and a Restricted Stock units Award Agreement, one share of the Company's common stock subject to vesting in three equal annual installments, beginning in February 2017.
- F3Includes 4,714 Restricted Stock Units that have not yet vested.
- F4The options vest on July 14, 2019, the third anniversary of the grant date, as follows: if the average closing stock price over any 15 consecutive trading days between the grant date and the third anniversary was at least (a) $37.33, 1/3 of the options will vest; (b) $44.79, an additional 1/3 of the options will vest; and (c) $47.78, the final 1/3 of the options will vest.