SEC Form 4 · accession 0001209191-15-041737
BRINKS CO · BCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
McAlister C Marshall II
Officer — VP and Gen Counsel
Period of report
May 6, 2015
Accepted (ET)
May 12, 2015 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078890
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 8, 2015 | M | 20,000 | $27.59 | A | 52,830 | D | |
| Common StockF2,F3 | May 8, 2015 | S | 18,251 | $32.70 | D | 34,579 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5,F4 | $27.59 | May 8, 2015 | M | 20,000 | D | — | Jul 9, 2015 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1Includes Restricted Stock Units that have not yet vested.
- F2Weighted average of sale prices, which ranged from $32.69 to $32.74. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F3Includes Restricted Stock Units that have not yet vested as well as 1,749 shares of The Brink's Company ("BCO") common stock, purchased with the proceeds of the sale of 18,251 shares of BCO common stock referenced in column 4. This transaction was the result of an exercise of 20,000 options, due to expire on July 9, 2015. See Table II and related footnotes.
- F4The options vested in three installments as follows: 6,667 shares on July 9, 2010, 6,667 shares on July 9, 2011, and 6,666 shares on July 9, 2012.
- F5The Reporting Person held options (vested and unvested) for a total of 73,642 shares as of May 8, 2015, following the Reported Transactions.