SEC Form 4 · accession 0001225208-17-000748
PUBLIC SERVICE ENTERPRISE GROUP INC · PEG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart J Black
Officer — VP & Controller
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000788784
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 3, 2017 | M | 2,150 | $35.11 | A | 15,266 | D | |
| Common StockF1 | Jan 3, 2017 | M | 1,000 | $37.40 | A | 16,266 | D | |
| Common Stock | Jan 3, 2017 | F | 413 | $43.88 | D | 15,853 | D | |
| Common StockF2 | Jan 3, 2017 | F | 1,024 | $43.88 | D | 14,829 | D | |
| Common StockF2 | holding | — | — | — | 2,029 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitsF3,F4 | $35.11 | Jan 3, 2017 | M | 2,150 | D | Feb 1, 2014 | Jan 1, 2017 | Common Stock | 2,150 | 0 | D |
| Stock Units | $37.40 | Jan 3, 2017 | M | 1,000 | D | Jul 14, 2014 | Jan 1, 2017 | Common Stock | 1,000 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2Amount includes accumulated dividend reinvestments that are exempt from Section 16.
- F3Grant date
- F4Vesting date