SEC Form 4 · accession 0001225208-16-040148
PUBLIC SERVICE ENTERPRISE GROUP INC · PEG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Lilley
Director
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000788784
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F3 | — | Sep 30, 2016 | A | 980 | A | — | — | Common Stock | 980 | 36,933 | D |
Explanation of responses
- F1Phantom stock converts to common stock on a 1-for-1 basis. Phantom stock represents the share equivalent of amount deferred under the Directors Deferred Compensation Plan.
- F2The shares of phantom stock become payable, in cash or common stock, at the election of the reporting person, upon the reporting person's termination of services as a director.
- F3The derivative, phantom stock, does not have a corresponding exercisable date nor expiration date.