SEC Form 4 · accession 0001225208-16-037463
PUBLIC SERVICE ENTERPRISE GROUP INC · PEG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph Izzo
Officer — Chairman, President and CEO · Director
Period of report
Aug 1, 2016
Accepted (ET)
Aug 3, 2016 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000788784
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2016 | M | 30,000 | $30.03 | A | 729,201 | D | |
| Common Stock | Aug 1, 2016 | M | 20,000 | $39.165 | A | 749,201 | D | |
| Common StockF1 | Aug 1, 2016 | S | 18,600 | $45.7722 | D | 730,601 | D | |
| Common StockF2 | Aug 1, 2016 | S | 24,964 | $45.7471 | D | 705,637 | D | |
| Common StockF3 | Aug 2, 2016 | G | 1,957 | $0.00 | D | 703,680 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $39.165 | Aug 1, 2016 | M | 20,000 | D | Jan 1, 2008 | Mar 20, 2017 | Common Stock | 20,000 | 13,000 | D |
| Stock Option | $30.03 | Aug 1, 2016 | M | 30,000 | D | Dec 16, 2009 | Dec 16, 2018 | Common Stock | 30,000 | 353,400 | D |
Explanation of responses
- F1This represents the weighted average price of shares at a range between 45.6100 and 46.0600. The reporting person undertakes to provide full share price information upon request.
- F2This represents the weighted average price of shares at a range between 45.5900 and 46.0400. The reporting person undertakes to provide full share price information upon request.
- F3Amount includes accumulated dividend reinvestments that are exempt from Section 16.