SEC Form 4 · accession 0001225208-16-035196
PUBLIC SERVICE ENTERPRISE GROUP INC · PEG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph A LaRossa
Officer — President & COO - PSE&G
Period of report
Feb 19, 2013
Accepted (ET)
Jun 16, 2016 · 7:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000788784
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 14, 2016 | S | 35,824 | $44.3629 | D | 84,322 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF3,F4,F5,F6 | — | Feb 19, 2013 | A | 10,800 | A | Jan 1, 2016 | — | Common Stock | 10,800 | 10,800 | D |
| Phantom StockF7,F8,F9,F6 | — | Feb 19, 2013 | A | 5,838 | A | Feb 19, 2013 | — | Common Stock | 5,838 | 5,838 | D |
| Phantom StockF3,F4,F5,F6 | — | Feb 18, 2014 | A | 11,400 | A | Jan 1, 2017 | — | Common Stock | 11,400 | 11,400 | D |
| Phantom StockF7,F8,F9,F6 | — | Feb 18, 2014 | A | 25,080 | A | Feb 18, 2014 | — | Common Stock | 25,080 | 25,080 | D |
| Phantom StockF7,F8,F9,F6 | — | Feb 18, 2014 | A | 12,433 | A | Feb 18, 2014 | — | Common Stock | 12,433 | 37,513 | D |
| Phantom StockF7,F8,F9,F6 | — | Feb 16, 2016 | A | 24,688 | A | Feb 16, 2016 | — | Common Stock | 24,688 | 24,688 | D |
Explanation of responses
- F1This represents the weighted average price of shares sold at a range between 44.22 and 44.48.
- F2Amount includes accumulated dividend and equivalent reinvestments that are exempt from Section 16.
- F3LTIP Restricted Stock Unit Grant. Phantom stock represents the share equivalent of amount deferred under the Equity Deferral Plan upon vesting.
- F4Phantom stock converts into common stock on a one-for-one basis upon vesting on January 1st of the 3rd year following the grant.
- F5Date shown is vesting date of LTIP Restricted Stock Unit.
- F6Phantom stock does not have a corresponding expiration date.
- F7LTIP Performance Stock Units. Phantom stock represents the share equivalent of vested amount deferred under the Equity Deferral Plan.
- F8Phantom stock converts into common stock on a one-for-one basis.
- F9Date shown is vesting date of LTIP Performance Stock Unit.