SEC Form 4 · accession 0001225208-16-034592
PUBLIC SERVICE ENTERPRISE GROUP INC · PEG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph Izzo
Officer — Chairman, President and CEO · Director
Period of report
Aug 3, 2012
Accepted (ET)
Jun 3, 2016 · 9:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000788784
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2016 | M | 30,000 | $30.03 | A | 711,658 | D | |
| Common StockF1 | Jun 1, 2016 | M | 20,000 | $39.165 | A | 731,658 | D | |
| Common StockF1,F2 | Jun 1, 2016 | S | 18,760 | $44.9197 | D | 712,898 | D | |
| Common StockF1,F3,F4 | Jun 1, 2016 | S | 25,143 | $44.9197 | D | 687,755 | D | |
| Common Stock | Aug 3, 2012 | I | 838 | $32.64 | D | 0 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF5,F6,F7,F8 | — | Feb 19, 2013 | A | 36,710 | A | Feb 19, 2013 | — | Common Stock | 36,710 | 36,710 | D |
| Phantom StockF9,F10,F11,F8 | — | Feb 18, 2014 | A | 65,200 | A | Jan 1, 2017 | — | Common Stock | 65,200 | 65,200 | D |
| Phantom StockF5,F6,F7,F8 | — | Feb 18, 2014 | A | 86,220 | A | Feb 18, 2014 | — | Common Stock | 86,220 | 86,220 | D |
| Phantom StockF9,F10,F11,F8 | — | Feb 17, 2015 | A | 57,750 | A | Jan 1, 2018 | — | Common Stock | 57,750 | 57,750 | D |
| Phantom StockF5,F6,F7,F8 | — | Feb 17, 2015 | A | 150,851 | A | Feb 17, 2015 | — | Common Stock | 150,851 | 150,851 | D |
| Phantom StockF9,F10,F11,F8 | — | Feb 16, 2016 | A | 54,434 | A | Jan 1, 2019 | — | Common Stock | 54,434 | 54,434 | D |
| Phantom StockF5,F6,F7,F8 | — | Feb 16, 2016 | A | 166,512 | A | Feb 16, 2016 | — | Common Stock | 166,512 | 166,512 | D |
| Stock OptionF1 | $39.165 | Jun 1, 2016 | M | 20,000 | D | Jan 1, 2008 | Mar 20, 2017 | Common Stock | 20,000 | 53,000 | D |
| Stock OptionF1 | $30.03 | Jun 1, 2016 | M | 30,000 | D | Dec 16, 2009 | Dec 16, 2018 | Common Stock | 30,000 | 413,400 | D |
Explanation of responses
- F1Pursuant to 10b5-1 Plan
- F10Phantom stock converts into common stock on a one-for-one basis upon vesting on January 1st of the 3rd year following the grant.
- F11Date shown is vesting date of LTIP Restricted Stock Unit.
- F2This represents the weighted average price of shares purchased at a range between 44.55 and 45.5499.
- F3This represents the weighted average price of shares purchased at a range between 44.61 and 45.6099.
- F4Amount includes accumulated dividend reinvestments that are exempt from Section 16.
- F5LTIP Performance Stock Units. Phantom stock represents the share equivalent of vested amount deferred under the Equity Deferral Plan.
- F6Phantom stock converts into common stock on a one-for-one basis.
- F7Date shown is vesting date of LTIP Performance Stock Unit.
- F8Phantom stock does not have a corresponding expiration date.
- F9LTIP Restricted Stock Unit Grant. Phantom stock represents the share equivalent of amount deferred under the Equity Deferral Plan upon vesting.