SEC Form 4 · accession 0000914760-15-000308
JOHNSON OUTDOORS INC · JOUT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leipold Helen P Johnson
Officer — Chairman of the Board & CEO · Director · 10% Owner
Period of report
Dec 1, 2015
Accepted (ET)
Dec 3, 2015 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000788329
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Dec 1, 2015 | A | 19,536 | $0.00 | A | 326,392 | D | |
| Class A Common StockF3 | holding | — | — | — | 903,465 | I | As settlor | |
| Class A Common StockF4,F5 | holding | — | — | — | 250,872 | I | As trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Class A Restricted Shares which vest on December 1, 2017.
- F2Helen P. Johnson-Leipold reports direct ownership of these shares, which she holds (a) personally, (b) as the sole shareholder of a certain corporation that holds shares, and (c) as restricted stock awards.
- F3Helen P. Johnson-Leipold reports these shares as settlor of and beneficiary of certain trusts (collectively, the "Trusts").
- F4Ms. Johnson-Leipold reports these shares as settlor and beneficiary of the Trusts, which beneficially own reported shares directly or indirectly as a shareholder of certain corporations and as the general partner of certain limited partnerships (collectively, the "Controlling Entities").
- F5Ms. Johnson-Leipold reports all shares held by certain corporations of which the Trusts referenced above may be deemed to be controlling shareholders. In addition, Ms. Johnson-Leipold reports all shares held by certain limited partnerships of which one of the Trusts is a general partner. Due to the nature of such limited partnerships, it is impractical to determine each Trust's or other trusts' proportionate interest (as defined by Rule 16a-1(a)(2)(ii)(B)) in such limited partnerships. Ms. Johnson-Leipold disclaims beneficial ownership in all shares held by the Controlling Entities in which she does not have a pecuniary inte