SEC Form 4 · accession 0001562180-19-000961
PITNEY BOWES INC /DE/ · PBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Johnna G Torsone
Officer — EVP/Chief HR Officer
Period of report
Feb 12, 2019
Accepted (ET)
Feb 14, 2019 · 10:01 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2019 | M | 8,153 | $0.00 | A | 86,453 | D | |
| Common Stock | Feb 12, 2019 | F | 2,989 | $0.00 | D | 83,464 | D | |
| Common Stock | holding | — | — | — | 1,020 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 7,000 | I | Owned by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Feb 12, 2019 | M | 2,260 | D | Feb 12, 2019 | — | Common Stock | 2,260 | 0 | D |
| Restricted Stock UnitF1,F3 | — | Feb 12, 2019 | M | 2,887 | D | Feb 12, 2019 | — | Common Stock | 2,887 | 2,888 | D |
| Restricted Stock UnitF1,F4 | — | Feb 12, 2019 | M | 3,006 | D | Feb 12, 2019 | — | Common Stock | 3,006 | 6,013 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.
- F2The third vesting of the three traunches vesting.
- F3The second vesting of the three traunches vesting.
- F4The first vesting of the three traunches vesting.