SEC Form 4 · accession 0001562180-19-000958
PITNEY BOWES INC /DE/ · PBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason Dies
Officer — EVP & Pres. of SMB Solutions
Period of report
Feb 12, 2019
Accepted (ET)
Feb 14, 2019 · 10:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2019 | M | 8,045 | $0.00 | A | 18,500 | D | |
| Common Stock | Feb 12, 2019 | F | 2,949 | $0.00 | D | 15,551 | D | |
| Common Stock | holding | — | — | — | 5,690 | I | DISP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Feb 12, 2019 | M | 991 | D | Feb 12, 2019 | — | Common Stock | 991 | 0 | D |
| Restricted Stock UnitF1,F3 | — | Feb 12, 2019 | M | 2,771 | D | Feb 12, 2019 | — | Common Stock | 2,771 | 2,770 | D |
| Restricted Stock UnitF1,F4 | — | Feb 12, 2019 | M | 5,274 | D | Feb 12, 2019 | — | Common Stock | 5,274 | 10,549 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.
- F2The third vesting of the three traunches vesting.
- F3The second vesting of the three traunches vesting.
- F4The first vesting of the three traunches vesting.