SEC Form 4 · accession 0001562180-19-000957
PITNEY BOWES INC /DE/ · PBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Ronald Catapano
Officer — VP, Chief Accounting Officer
Period of report
Feb 12, 2019
Accepted (ET)
Feb 14, 2019 · 10:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2019 | M | 4,650 | $0.00 | A | 10,810 | D | |
| Common Stock | Feb 12, 2019 | F | 1,705 | $0.00 | D | 9,105 | D | |
| Common Stock | holding | — | — | — | 1,101 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Feb 12, 2019 | M | 195 | D | Feb 12, 2019 | — | Common Stock | 195 | 0 | D |
| Restricted Stock UnitF1,F3 | — | Feb 12, 2019 | M | 1,086 | D | Feb 12, 2019 | — | Common Stock | 1,086 | 1,086 | D |
| Restricted Stock UnitF1,F4 | — | Feb 12, 2019 | M | 3,369 | D | Feb 12, 2019 | — | Common Stock | 3,369 | 6,738 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.
- F2The third vesting of the three traunches vesting.
- F3The second vesting of the three traunches vesting.
- F4The first vesting of the three traunches vesting.