SEC Form 4 · accession 0001562180-18-003268
PITNEY BOWES INC /DE/ · PBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Monahan
Officer — EVP & Chief Operating Officer
Period of report
Jul 9, 2018
Accepted (ET)
Jul 10, 2018 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 9, 2018 | M | 28,190 | $0.00 | A | 217,895 | D | |
| Common Stock | Jul 9, 2018 | F | 8,836 | $9.20 | D | 209,059 | D | |
| Common Stock | holding | — | — | — | 11,673 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jul 9, 2018 | M | 7,927 | D | Jul 9, 2018 | — | Common Stock | 7,927 | 0 | D |
| Restricted Stock UnitsF1,F2 | — | Jul 9, 2018 | M | 20,263 | D | Jul 9, 2018 | — | Common Stock | 20,263 | 0 | D |
Explanation of responses
- F1Each unit represents a contingent right to receive one share of Pitney Bowes common stock.
- F2Acceleration and final vesting upon reporting person's retirement.