SEC Form 4 · accession 0001562180-18-003183
PITNEY BOWES INC /DE/ · PBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Abby F Kohnstamm
Officer — Exec VP & Chief Marketing Ofcr
Period of report
Jul 2, 2018
Accepted (ET)
Jul 3, 2018 · 9:06 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 2, 2018 | M | 7,400 | $0.00 | A | 59,898 | D | |
| Common Stock | Jul 2, 2018 | F | 2,737 | $8.58 | D | 57,161 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jul 2, 2018 | M | 2,081 | D | Jul 2, 2018 | — | Common Stock | 2,081 | 0 | D |
| Restricted Stock UnitsF1,F2 | — | Jul 2, 2018 | M | 5,319 | D | Jul 2, 2018 | — | Common Stock | 5,319 | 0 | D |
Explanation of responses
- F1Each unit represents a contingent right to receive one share of Pitney Bowes common stock.
- F2Acceleration and final vesting upon reporting person's retirement.