SEC Form 4 · accession 0001562180-17-002606
PITNEY BOWES INC /DE/ · PBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J Green
Officer — Former VP Finance & CAO
Period of report
Aug 4, 2017
Accepted (ET)
Aug 7, 2017 · 11:06 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 4, 2017 | M | 3,703 | $0.00 | A | 42,338 | D | |
| Common Stock | Aug 4, 2017 | F | 1,370 | $12.785 | D | 40,968 | D | |
| Common Stock | holding | — | — | — | 8,614 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 659 | I | Owned by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Aug 4, 2017 | M | 1,325 | D | Aug 4, 2017 | — | Common Stock | 1,325 | 0 | D |
| Restricted Stock UnitsF1,F2 | — | Aug 4, 2017 | M | 2,378 | D | Aug 4, 2017 | — | Common Stock | 2,378 | 0 | D |
Explanation of responses
- F1Each unit represents a contingent right to receive one share of Pitney Bowes common stock.
- F2Acceleration and final vesting upon reporting person's retirement.