SEC Form 4 · accession 0001562180-17-001901
PITNEY BOWES INC /DE/ · PBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Isor Roth
Director
Period of report
May 5, 2017
Accepted (ET)
May 9, 2017 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 5, 2017 | M | 5,485 | $0.00 | A | 53,532 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | May 5, 2017 | M | 5,485 | D | May 5, 2017 | — | Common Stock | 5,485 | 0 | D |
| Restricted Stock UnitsF3,F2 | — | May 8, 2017 | A | 6,309 | A | — | — | Common Stock | 6,309 | 6,309 | D |
Explanation of responses
- F1The RSUs were granted on May 9, 2016 and have a one year cliff vesting
- F2Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.
- F3Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will cliff vest 100% in one year.