SEC Form 4 · accession 0001562180-17-000709
PITNEY BOWES INC /DE/ · PBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Shearer
Officer — Exec VP & Pres SMB Mail Sol
Period of report
Feb 14, 2017
Accepted (ET)
Feb 15, 2017 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2017 | M | 10,894 | $0.00 | A | 73,181 | D | |
| Common Stock | Feb 14, 2017 | F | 3,742 | $13.33 | D | 69,439 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 14, 2017 | M | 5,742 | A | Feb 14, 2017 | — | Common Stock | 5,742 | 5,742 | D |
| Restricted Stock UnitsF1,F3 | — | Feb 14, 2017 | M | 5,152 | A | Feb 14, 2017 | — | Common Stock | 5,152 | 10,306 | D |
Explanation of responses
- F1Each unit represents a contingent right to receive one share of Pitney Bowes common stock.
- F2The second vesting of the three trauches vesting.
- F3The first vesting of the three traunches vesting.