SEC Form 4 · accession 0001562180-17-000705
PITNEY BOWES INC /DE/ · PBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Monahan
Officer — EVP & Chief Operating Officer
Period of report
Feb 14, 2017
Accepted (ET)
Feb 15, 2017 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2017 | M | 16,761 | $0.00 | A | 158,518 | D | |
| Common Stock | Feb 14, 2017 | F | 5,757 | $13.33 | D | 152,761 | D | |
| Common Stock | holding | — | — | — | 10,656 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 14, 2017 | M | 8,834 | A | Feb 14, 2017 | — | Common Stock | 8,834 | 8,834 | D |
| Restricted Stock UnitsF1,F3 | — | Feb 14, 2017 | M | 7,927 | A | Feb 14, 2017 | — | Common Stock | 7,927 | 15,854 | D |
Explanation of responses
- F1Each unit represents a contingent right to receive one share of Pitney Bowes common stock.
- F2The second vesting of the three traunches vesting.
- F3The first vesting of the three traunches vesting.