SEC Form 4 · accession 0001562180-17-000704
PITNEY BOWES INC /DE/ · PBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Johnna G Torsone
Officer — EVP/Chief HR Officer
Period of report
Feb 14, 2017
Accepted (ET)
Feb 15, 2017 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2017 | M | 4,777 | $0.00 | A | 73,132 | D | |
| Common Stock | Feb 14, 2017 | F | 1,641 | $13.33 | D | 71,491 | D | |
| Common Stock | holding | — | — | — | 846 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 7,000 | I | Owned by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 14, 2017 | M | 2,518 | A | Feb 14, 2017 | — | Common Stock | 2,518 | 2,518 | D |
| Restricted Stock UnitsF1,F3 | — | Feb 14, 2017 | M | 2,259 | A | Feb 14, 2017 | — | Common Stock | 2,259 | 4,519 | D |
Explanation of responses
- F1Each unit represents a contingent right to receive one share of Pitney Bowes common stock.
- F2The second vesting of the three traunches vesting.
- F3The first vesting of the three traunches vesting.