SEC Form 4 · accession 0001562180-16-001494
PITNEY BOWES INC /DE/ · PBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Bradley Lautenbach
Officer — President and CEO
Period of report
Feb 2, 2016
Accepted (ET)
Feb 3, 2016 · 3:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2016 | M | 28,880 | $0.00 | A | 158,477 | D | |
| Common Stock | Feb 2, 2016 | F | 9,990 | $17.28 | D | 148,487 | D | |
| Common Stock | Feb 2, 2016 | M | 17,949 | $0.00 | A | 166,436 | D | |
| Common Stock | Feb 2, 2016 | F | 6,164 | $17.28 | D | 160,272 | D | |
| Common Stock | holding | — | — | — | 3,371 | I | DSP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Feb 2, 2016 | M | 28,880 | D | Feb 2, 2016 | — | Common Stock | 28,880 | 28,881 | D |
| Restricted Stock UnitF2 | $0.00 | Feb 2, 2016 | M | 17,949 | D | Feb 2, 2016 | — | Common Stock | 17,949 | 17,951 | D |
Explanation of responses
- F1The third off four vesting traunches vested, leaving 28,881 to vest on 2/7/2017.
- F2The second of three vesting traunches vested, leaving 17,951 to vest on 2/7/2017.