SEC Form 4 · accession 0001562180-16-001489
PITNEY BOWES INC /DE/ · PBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Johnna G Torsone
Officer — EVP/Chief HR Officer
Period of report
Feb 2, 2016
Accepted (ET)
Feb 3, 2016 · 3:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2016 | M | 1,928 | $0.00 | A | 53,780 | D | |
| Common Stock | Feb 2, 2016 | F | 645 | $17.28 | D | 53,135 | D | |
| Common Stock | Feb 2, 2016 | M | 4,116 | $0.00 | A | 57,251 | D | |
| Common Stock | Feb 2, 2016 | F | 1,632 | $17.28 | D | 55,619 | D | |
| Common Stock | Feb 2, 2016 | M | 2,273 | $0.00 | A | 57,892 | D | |
| Common Stock | Feb 2, 2016 | F | 792 | $17.28 | D | 57,100 | D | |
| Common Stock | holding | — | — | — | 829 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 7,000 | I | Owned by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Feb 2, 2016 | M | 1,928 | D | Feb 2, 2016 | — | Common Stock | 1,928 | 0 | D |
| Restricted Stock UnitF2 | $0.00 | Feb 2, 2016 | M | 4,116 | D | Feb 2, 2016 | — | Common Stock | 4,116 | 4,115 | D |
| Restricted Stock UnitF3 | $0.00 | Feb 2, 2016 | M | 2,273 | D | Feb 2, 2016 | — | Common Stock | 2,273 | 2,275 | D |
Explanation of responses
- F1The last of four traunches vested.
- F2The third off four vesting traunches vested, leaving 4,115 to vest on 2/7/2017.
- F3The second of three vesting traunches vested, leaving 2,275 to vest on 2/7/2017.