SEC Form 4 · accession 0001562180-16-001488
PITNEY BOWES INC /DE/ · PBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stehmann Christoph
Officer — Exec VP, Enterprise Sol Group
Period of report
Feb 2, 2016
Accepted (ET)
Feb 3, 2016 · 3:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2016 | M | 330 | $0.00 | A | 2,602 | D | |
| Common Stock | Feb 2, 2016 | F | 131 | $17.28 | D | 2,471 | D | |
| Common Stock | Feb 2, 2016 | M | 300 | $0.00 | A | 2,771 | D | |
| Common Stock | Feb 2, 2016 | F | 119 | $17.28 | D | 2,652 | D | |
| Common Stock | Feb 2, 2016 | M | 643 | $0.00 | A | 3,295 | D | |
| Common Stock | Feb 2, 2016 | F | 255 | $17.28 | D | 3,040 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Feb 2, 2016 | M | 330 | D | Feb 2, 2016 | — | Common Stock | 330 | 0 | D |
| Restricted Stock UnitF2 | $0.00 | Feb 2, 2016 | M | 300 | D | Feb 2, 2016 | — | Common Stock | 300 | 300 | D |
| Restricted Stock UnitF3 | $0.00 | Feb 2, 2016 | M | 643 | D | Feb 2, 2016 | — | Common Stock | 643 | 644 | D |
Explanation of responses
- F1The last of four traunches vested.
- F2The third off four vesting traunches vested, leaving 300 to vest on 2/7/2017.
- F3The second of three vesting traunches vested, leaving 644 to vest on 2/7/2017.