SEC Form 4 · accession 0001562180-16-001487
PITNEY BOWES INC /DE/ · PBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J Green
Officer — VP Finance & CAO
Period of report
Feb 2, 2016
Accepted (ET)
Feb 3, 2016 · 3:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2016 | M | 1,184 | $0.00 | A | 31,092 | D | |
| Common Stock | Feb 2, 2016 | F | 501 | $17.28 | D | 30,591 | D | |
| Common Stock | Feb 2, 2016 | M | 1,820 | $0.00 | A | 32,411 | D | |
| Common Stock | Feb 2, 2016 | F | 770 | $17.28 | D | 31,641 | D | |
| Common Stock | Feb 2, 2016 | M | 1,047 | $0.00 | A | 32,688 | D | |
| Common Stock | Feb 2, 2016 | F | 443 | $17.28 | D | 32,245 | D | |
| Common Stock | holding | — | — | — | 8,085 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 659 | I | Owned by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Feb 2, 2016 | M | 1,184 | D | Feb 2, 2016 | — | Common Stock | 1,184 | 0 | D |
| Restricted Stock UnitF2 | $0.00 | Feb 2, 2016 | M | 1,820 | D | Feb 2, 2016 | — | Common Stock | 1,820 | 1,819 | D |
| Restricted Stock UnitF3 | $0.00 | Feb 2, 2016 | M | 1,047 | D | Feb 2, 2016 | — | Common Stock | 1,047 | 1,047 | D |
Explanation of responses
- F1The last of four traunches vested.
- F2The third off four vesting traunches vested, leaving 1,819 to vest on 2/7/2017.
- F3The second of three vesting traunches vested, leaving 1,047 to vest on 2/7/2017.