SEC Form 4 · accession 0001562180-16-001486
PITNEY BOWES INC /DE/ · PBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J Goldstein
Officer — EVP/Chief Legal & Compliance
Period of report
Feb 2, 2016
Accepted (ET)
Feb 3, 2016 · 3:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2016 | M | 2,198 | $0.00 | A | 37,867 | D | |
| Common Stock | Feb 2, 2016 | F | 793 | $17.28 | D | 37,074 | D | |
| Common Stock | Feb 2, 2016 | M | 4,693 | $0.00 | A | 41,767 | D | |
| Common Stock | Feb 2, 2016 | F | 1,967 | $17.28 | D | 39,800 | D | |
| Common Stock | Feb 2, 2016 | M | 2,592 | $0.00 | A | 42,392 | D | |
| Common Stock | Feb 2, 2016 | F | 935 | $17.28 | D | 41,457 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Feb 2, 2016 | M | 2,198 | D | Feb 2, 2016 | — | Common Stock | 2,198 | 0 | D |
| Restricted Stock UnitF2 | $0.00 | Feb 2, 2016 | M | 4,693 | D | Feb 2, 2016 | — | Common Stock | 4,693 | 4,693 | D |
| Restricted Stock UnitF3 | $0.00 | Feb 2, 2016 | M | 2,592 | D | Feb 2, 2016 | — | Common Stock | 2,592 | 2,594 | D |
Explanation of responses
- F1The last of four traunches vested.
- F2The third off four vesting traunches vested, leaving 4,693 to vest on 2/7/2017.
- F3The second of three vesting traunches vested, leaving 2,594 to vest on 2/7/2017.