SEC Form 4 · accession 0001562180-16-001485
PITNEY BOWES INC /DE/ · PBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Monahan
Officer — EVP Finance and CFO
Period of report
Feb 2, 2016
Accepted (ET)
Feb 3, 2016 · 3:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2016 | M | 4,397 | $0.00 | A | 102,063 | D | |
| Common Stock | Feb 2, 2016 | F | 1,510 | $17.28 | D | 100,553 | D | |
| Common Stock | Feb 2, 2016 | M | 9,386 | $0.00 | A | 109,939 | D | |
| Common Stock | Feb 2, 2016 | F | 3,382 | $17.28 | D | 106,557 | D | |
| Common Stock | Feb 2, 2016 | M | 5,185 | $0.00 | A | 111,742 | D | |
| Common Stock | Feb 2, 2016 | F | 1,781 | $17.28 | D | 109,961 | D | |
| Common Stock | holding | — | — | — | 10,223 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Feb 2, 2016 | M | 4,397 | D | Feb 2, 2016 | — | Common Stock | 4,397 | 0 | D |
| Restricted Stock UnitF2 | $0.00 | Feb 2, 2016 | M | 9,386 | D | Feb 2, 2016 | — | Common Stock | 9,386 | 9,386 | D |
| Restricted Stock UnitF3 | $0.00 | Feb 2, 2016 | M | 5,185 | D | Feb 2, 2016 | — | Common Stock | 5,185 | 5,186 | D |
Explanation of responses
- F1The second of four vesting traunches vested, leaving 4,396 shares to vest on 2/3/2015 and 4,397 shares to vest on 2/2/2016.
- F2The third off four vesting traunches vested, leaving 9,386 to vest on 2/7/2017.
- F3The second of three vesting traunches vested, leaving 5,186 to vest on 2/7/2017.