SEC Form 4 · accession 0001562180-15-000347
PITNEY BOWES INC /DE/ · PBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger Fradin
Director
Period of report
May 8, 2015
Accepted (ET)
May 12, 2015 · 2:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 8, 2015 | M | 3,816 | $0.00 | A | 13,813 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | May 8, 2015 | M | 3,816 | A | May 8, 2015 | — | Common Stock | 3,816 | 0 | D |
| Restricted Stock UnitsF3,F2 | — | May 11, 2015 | A | 4,403 | A | — | — | Common Stock | 4,403 | 4,403 | D |
Explanation of responses
- F1The RSUs were granted on 5/11/14 and have a one year cliff vesting
- F2Each restricted stock unit represents a contingent right to receive one share of Pitney Bowes stock.
- F3Each unit represents a contingent right to receive one share of Pitney Bowes common stock that will cliff vest 100% in one year.