SEC Form 4 · accession 0001182489-15-000240
PITNEY BOWES INC /DE/ · PBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger J Pilc
Officer — Exec VP & Chief Innov Officer
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 11:04 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2015 | M | 4,325 | $0.00 | A | 9,534 | D | |
| Common Stock | Feb 3, 2015 | F | 1,667 | $22.57 | D | 7,867 | D | |
| Common Stock | Feb 3, 2015 | M | 3,461 | $0.00 | A | 11,328 | D | |
| Common Stock | Feb 3, 2015 | F | 1,151 | $22.57 | D | 10,177 | D | |
| Common Stock | Feb 3, 2015 | M | 1,994 | $0.00 | A | 12,171 | D | |
| Common Stock | Feb 3, 2015 | F | 679 | $22.57 | D | 11,492 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Feb 3, 2015 | M | 4,325 | D | Feb 3, 2015 | — | Common Stock | 4,325 | 0 | D |
| Restricted Stock UnitF2 | $0.00 | Feb 3, 2015 | M | 3,461 | D | Feb 3, 2015 | — | Common Stock | 3,461 | 6,920 | D |
| Restricted Stock UnitF3 | $0.00 | Feb 3, 2015 | M | 1,994 | D | Feb 3, 2015 | — | Common Stock | 1,994 | 3,989 | D |
Explanation of responses
- F1The last of two vesting traunches vested.
- F2The second of four vesting traunches vested, leaving 3,460 shares to vest on 2/2/2016 and 3,460 to vest on 2/7/2017.
- F3The first of three vesting traunches vested, leaving 1,994 shares to vest on 2/2/2016 and 1,995 to vest on 2/7/2017.