SEC Form 4 · accession 0001182489-15-000239
PITNEY BOWES INC /DE/ · PBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Shearer
Officer — Exec VP & Pres SMB Mail Sol
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 11:04 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2015 | M | 9,104 | $0.00 | A | 25,147 | D | |
| Common Stock | Feb 3, 2015 | F | 3,232 | $22.57 | D | 21,915 | D | |
| Common Stock | Feb 3, 2015 | M | 5,185 | $0.00 | A | 27,100 | D | |
| Common Stock | Feb 3, 2015 | F | 1,766 | $22.57 | D | 25,334 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Feb 3, 2015 | M | 9,104 | D | Feb 3, 2015 | — | Common Stock | 9,104 | 18,207 | D |
| Restricted Stock UnitF2 | $0.00 | Feb 3, 2015 | M | 5,185 | D | Feb 3, 2015 | — | Common Stock | 5,185 | 10,371 | D |
Explanation of responses
- F1The second of four vesting traunches vested, leaving 9,103 shares to vest on 2/2/2016 and 9,104 to vest on 2/7/2017.
- F2The first of three vesting traunches vested, leaving 5,185 shares to vest on 2/2/2016 and 5,186 to vest on 2/7/2017.