SEC Form 4 · accession 0001182489-15-000238
PITNEY BOWES INC /DE/ · PBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark F Wright
Officer — Exec VP & Pres. Dig. Com. Sol
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 11:03 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2015 | M | 5,252 | $0.00 | A | 36,920 | D | |
| Common Stock | Feb 3, 2015 | F | 1,437 | $22.57 | D | 35,483 | D | |
| Common Stock | Feb 3, 2015 | M | 7,978 | $0.00 | A | 43,461 | D | |
| Common Stock | Feb 3, 2015 | F | 2,330 | $22.57 | D | 41,131 | D | |
| Common Stock | Feb 3, 2015 | M | 2,991 | $0.00 | A | 44,122 | D | |
| Common Stock | Feb 3, 2015 | F | 819 | $22.57 | D | 43,303 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Feb 3, 2015 | M | 5,252 | D | Feb 3, 2015 | — | Common Stock | 5,252 | 10,504 | D |
| Restricted Stock UnitF2 | $0.00 | Feb 3, 2015 | M | 7,978 | D | Feb 3, 2015 | — | Common Stock | 7,978 | 0 | D |
| Restricted Stock UnitF3 | $0.00 | Feb 3, 2015 | M | 2,991 | D | Feb 3, 2015 | — | Common Stock | 2,991 | 5,984 | D |
Explanation of responses
- F1The second of four vesting traunches vested, leaving 5,252 shares to vest on 2/2/2016 and 5,252 shares to vest on 2/7/2017.
- F2The RSUs were granted on 2/10/2014 and have a one year cliff vesting.
- F3The first of three vesting traunches vested, leaving 2,991 shares to vest on 2/2/2016 and 2,993 to vest on 2/7/2017.