SEC Form 4 · accession 0001182489-15-000237
PITNEY BOWES INC /DE/ · PBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Monahan
Officer — EVP Finance and CFO
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 11:03 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2015 | M | 3,116 | $0.00 | A | 67,648 | D | |
| Common Stock | Feb 3, 2015 | F | 1,516 | $22.57 | D | 66,132 | D | |
| Common Stock | Feb 3, 2015 | M | 4,396 | $0.00 | A | 70,528 | D | |
| Common Stock | Feb 3, 2015 | F | 1,533 | $22.57 | D | 68,995 | D | |
| Common Stock | Feb 3, 2015 | M | 9,387 | $0.00 | A | 78,382 | D | |
| Common Stock | Feb 3, 2015 | F | 3,197 | $22.57 | D | 75,185 | D | |
| Common Stock | Feb 3, 2015 | M | 5,185 | $0.00 | A | 80,370 | D | |
| Common Stock | Feb 3, 2015 | F | 1,766 | $22.57 | D | 78,604 | D | |
| Common Stock | Feb 3, 2015 | M | 25,586 | $0.00 | A | 104,190 | D | |
| Common Stock | Feb 3, 2015 | F | 8,837 | $22.57 | D | 95,353 | D | |
| Common Stock | holding | — | — | — | 9,865 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Feb 3, 2015 | M | 3,116 | D | Feb 3, 2015 | — | Common Stock | 3,116 | 0 | D |
| Restricted Stock UnitF2 | $0.00 | Feb 3, 2015 | M | 4,396 | D | Feb 3, 2015 | — | Common Stock | 4,396 | 4,397 | D |
| Restricted Stock UnitF3 | $0.00 | Feb 3, 2015 | M | 9,387 | D | Feb 3, 2015 | — | Common Stock | 9,387 | 18,772 | D |
| Restricted Stock UnitF4 | $0.00 | Feb 3, 2015 | M | 5,185 | D | Feb 3, 2015 | — | Common Stock | 5,185 | 10,371 | D |
| Market Stock UnitF5 | $0.00 | Feb 3, 2015 | M | 25,586 | D | Feb 3, 2015 | — | Common Stock | 25,586 | 0 | D |
Explanation of responses
- F1The last of four vesting traunches.
- F2The third of four vesting traunches vested, leaving 4,397 shares to vest on 2/2/2016.
- F3The second of four vesting traunches vested, leaving 9,386 shares to vest on 2/2/2016 and 9,386 to vest on 2/7/2017.
- F4The first of three vesting traunches vested, leaving 5,185 shares to vest on 2/2/2016 and 5,186 to vest on 2/7/2017.
- F5The MSUs were granted on 2/3/2012 and have a three year cliff vesting.