SEC Form 4 · accession 0001182489-15-000236
PITNEY BOWES INC /DE/ · PBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J Green
Officer — VP Finance & CAO
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 11:02 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2015 | M | 621 | $0.00 | A | 23,420 | D | |
| Common Stock | Feb 3, 2015 | F | 230 | $22.57 | D | 23,190 | D | |
| Common Stock | Feb 3, 2015 | M | 1,183 | $0.00 | A | 24,373 | D | |
| Common Stock | Feb 3, 2015 | F | 438 | $22.57 | D | 23,935 | D | |
| Common Stock | Feb 3, 2015 | M | 1,819 | $0.00 | A | 25,754 | D | |
| Common Stock | Feb 3, 2015 | F | 665 | $22.57 | D | 25,089 | D | |
| Common Stock | Feb 3, 2015 | M | 1,047 | $0.00 | A | 26,136 | D | |
| Common Stock | Feb 3, 2015 | F | 388 | $22.57 | D | 25,748 | D | |
| Common Stock | Feb 3, 2015 | M | 6,889 | $0.00 | A | 32,637 | D | |
| Common Stock | Feb 3, 2015 | F | 2,729 | $22.57 | D | 29,908 | D | |
| Common Stock | holding | — | — | — | 7,806 | I | By 401(k) plan | |
| Common Stock | holding | — | — | — | 659 | I | Owned by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Feb 3, 2015 | M | 621 | D | Feb 3, 2015 | — | Common Stock | 621 | 0 | D |
| Restricted Stock UnitF2 | $0.00 | Feb 3, 2015 | M | 1,183 | D | Feb 3, 2015 | — | Common Stock | 1,183 | 1,184 | D |
| Restricted Stock UnitF3 | $0.00 | Feb 3, 2015 | M | 1,819 | D | Feb 3, 2015 | — | Common Stock | 1,819 | 3,639 | D |
| Restricted Stock UnitF4 | $0.00 | Feb 3, 2015 | M | 1,047 | D | Feb 3, 2015 | — | Common Stock | 1,047 | 2,094 | D |
| Market Stock UnitF5 | $0.00 | Feb 3, 2015 | M | 6,889 | D | Feb 3, 2015 | — | Common Stock | 6,889 | 0 | D |
Explanation of responses
- F1The last of four vesting traunches vested.
- F2The third of four vesting traunches vested leaving 1,184 shares to vest on 2/2/2016.
- F3The second of four vesting traunches vested, leaving 1,820 shares to vest on 2/2/2016 and 1,819 to vest on 2/7/2017.
- F4The first of three vesting traunches vested, leaving 1,047 shares to vest on 2/2/2016 and 1,047 to vest on 2/7/2017.
- F5The MSUs were granted on 2/3/2012 and have a three year cliff vesting.