SEC Form 4 · accession 0001182489-15-000235
PITNEY BOWES INC /DE/ · PBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J Goldstein
Officer — EVP/Chief Legal & Compliance
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 11:01 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2015 | M | 1,318 | $0.00 | A | 21,083 | D | |
| Common Stock | Feb 3, 2015 | F | 488 | $22.57 | D | 20,595 | D | |
| Common Stock | Feb 3, 2015 | M | 2,198 | $0.00 | A | 22,793 | D | |
| Common Stock | Feb 3, 2015 | F | 813 | $22.57 | D | 21,980 | D | |
| Common Stock | Feb 3, 2015 | M | 4,694 | $0.00 | A | 26,674 | D | |
| Common Stock | Feb 3, 2015 | F | 1,736 | $22.57 | D | 24,938 | D | |
| Common Stock | Feb 3, 2015 | M | 2,592 | $0.00 | A | 27,530 | D | |
| Common Stock | Feb 3, 2015 | F | 959 | $22.57 | D | 26,571 | D | |
| Common Stock | Feb 3, 2015 | M | 12,793 | $0.00 | A | 39,364 | D | |
| Common Stock | Feb 3, 2015 | F | 4,875 | $22.57 | D | 34,489 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Feb 3, 2015 | M | 1,318 | D | Feb 3, 2015 | — | Common Stock | 1,318 | 0 | D |
| Restricted Stock UnitF2 | $0.00 | Feb 3, 2015 | M | 2,198 | D | Feb 3, 2015 | — | Common Stock | 2,198 | 2,198 | D |
| Restricted Stock UnitF3 | $0.00 | Feb 3, 2015 | M | 4,694 | D | Feb 3, 2015 | — | Common Stock | 4,694 | 9,386 | D |
| Restricted Stock UnitF4 | $0.00 | Feb 3, 2015 | M | 2,592 | D | Feb 3, 2015 | — | Common Stock | 2,592 | 5,186 | D |
| Market Stock UnitF5 | $0.00 | Feb 3, 2015 | M | 12,793 | D | Feb 3, 2015 | — | Common Stock | 12,793 | 0 | D |
Explanation of responses
- F1The last of four vesting traunches vested.
- F2The third of four vesting traunches vested, leaving 2,198 shares to vest on 2/2/2016.
- F3The second of four vesting traunches,vested leaving 4,693 shares to vest on 2/2/2016 and 4,693 to vest on 2/7/2017.
- F4The first of three vesting traunches vested leaving 2,592 shares to vest on 2/2/2016 and 2,594 shares to vest on 2/7/2017.
- F5The MSUs were granted on 2/13/2012 and have a three year cliff vesting.