SEC Form 4 · accession 0001182489-15-000234
PITNEY BOWES INC /DE/ · PBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Abby F Kohnstamm
Officer — Exec VP & Chief Marketing Ofcr
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 11:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2015 | M | 1,994 | $0.00 | A | 19,096 | D | |
| Common Stock | Feb 3, 2015 | F | 738 | $22.57 | D | 18,358 | D | |
| Common Stock | Feb 3, 2015 | M | 15,955 | $0.00 | A | 34,313 | D | |
| Common Stock | Feb 3, 2015 | F | 5,899 | $22.57 | D | 28,414 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Feb 3, 2015 | M | 1,994 | D | Feb 3, 2015 | — | Common Stock | 1,994 | 3,989 | D |
| Restricted Stock UnitF2 | $0.00 | Feb 3, 2015 | M | 15,955 | D | Feb 3, 2015 | — | Common Stock | 15,955 | 0 | D |
Explanation of responses
- F1The first of three vesting traunches vested, leaving 1,994 shares to vest on 2/2/2016 and 1,995 to vest on 2/7/2017.
- F2The RSUs were granted on 2/10/2014 and have a one year cliff vesting.