SEC Form 4 · accession 0001182489-15-000233
PITNEY BOWES INC /DE/ · PBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Bradley Lautenbach
Officer — President and CEO
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 10:59 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078814
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2015 | M | 28,881 | $0.00 | A | 114,259 | D | |
| Common Stock | Feb 3, 2015 | F | 9,900 | $22.57 | D | 104,359 | D | |
| Common Stock | Feb 3, 2015 | M | 17,949 | $0.00 | A | 122,308 | D | |
| Common Stock | Feb 3, 2015 | F | 6,481 | $22.57 | D | 115,827 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Feb 3, 2015 | M | 28,881 | D | Feb 3, 2015 | — | Common Stock | 28,881 | 57,761 | D |
| Restricted Stock UnitF2 | $0.00 | Feb 3, 2015 | M | 17,949 | D | Feb 3, 2015 | — | Common Stock | 17,949 | 35,900 | D |
Explanation of responses
- F1The second of four vesting traunches vested, leaving 28,880 shares to vest on 2/2/2016 and 28,881 to vest on 2/7/2017.
- F2The first of three vesting traunches vested, leaving 17,949 shares to vest on 2/2/2016 and 17,951 to vest on 2/7/2017.