SEC Form 4 · accession 0001235110-16-000053
AGILYSYS INC · AGYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jimmie D Walker Jr.
Officer — SVP Global Revenue
Period of report
Mar 31, 2016
Accepted (ET)
Jul 29, 2016 · 3:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078749
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 31, 2016 | F | 196 | $10.21 | D | 24,425 | D | |
| Common StockF3,F2 | Jun 30, 2016 | A | 2,638 | $0.00 | A | 27,063 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-settled appreciation rightsF4 | $9.12 | Jun 30, 2016 | A | 7,257 | A | — | Jun 30, 2023 | Common Stock | 7,257 | 7,257 | D |
Explanation of responses
- F1Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.
- F2Includes 647 shares acquired under the employee stock purchase plan from December 14, 2015 through July 7, 2016.
- F3Restricted shares granted under the Agilysys, Inc. 2011 Stock Incentive Plan. The shares vest in one-third increments on March 31, 2017, 2018 and 2019.
- F4Stock-settled appreciation rights granted under the Agilysys, Inc. 2011 Stock Incentive Plan. The SSARs vest in one-third increments on March 31, 2017, 2018 and 2019.