SEC Form 4 · accession 0001235110-16-000048
AGILYSYS INC · AGYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry Steinberg
Officer — SVP Chief Technology Officer
Period of report
Jun 2, 2015
Accepted (ET)
Jul 29, 2016 · 3:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078749
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 2, 2015 | A | 20,687 | $0.00 | A | 159,694 | D | |
| Common StockF2 | Jul 31, 2015 | F | 721 | $8.08 | D | 158,973 | D | |
| Common StockF2 | Mar 31, 2016 | F | 4,272 | $10.21 | D | 154,701 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-settled Appreciation RightsF3 | $9.12 | Jun 2, 2015 | A | 48,891 | A | — | Jun 1, 2022 | Common Stock | 48,891 | 48,891 | D |
Explanation of responses
- F1Restricted shares granted under the Agilysys, Inc. 2011 Stock Incentive Plan. The shares vest in one-third increments on March 31, 2016, 2017 and 2018.
- F2Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.
- F3Stock-settled appreciation rights granted under the Agilysys, Inc. 2011 Stock Incentive Plan. The SSARs vest in one-third increments on March 31, 2016, 2017 and 2018.