SEC Form 4 · accession 0000950138-17-000549
AGILYSYS INC · AGYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jimmie D Walker Jr.
Officer — SVP Global Revenue
Period of report
Dec 9, 2015
Accepted (ET)
Jul 10, 2017 · 7:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078749
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 9, 2015 | L | 75 | $10.65 | A | 99,776 | D | |
| Common StockF1 | Jan 4, 2016 | L | 82 | $9.80 | A | 99,858 | D | |
| Common StockF1 | Feb 1, 2016 | L | 82 | $9.73 | A | 99,940 | D | |
| Common StockF1 | Mar 1, 2016 | L | 75 | $10.66 | A | 100,015 | D | |
| Common StockF1 | Apr 1, 2016 | L | 77 | $10.33 | A | 100,092 | D | |
| Common StockF1 | May 2, 2016 | L | 109 | $11.04 | A | 100,201 | D | |
| Common StockF1 | Jun 1, 2016 | L | 69 | $11.62 | A | 100,270 | D | |
| Common StockF1 | Jul 1, 2016 | L | 78 | $10.29 | A | 100,348 | D | |
| Common StockF1 | Aug 1, 2016 | L | 70 | $11.42 | A | 100,418 | D | |
| Common StockF1 | Sep 1, 2016 | L | 72 | $11.15 | A | 100,490 | D | |
| Common StockF1 | Oct 3, 2016 | L | 107 | $11.17 | A | 100,597 | D | |
| Common StockF1 | Nov 1, 2016 | L | 83 | $9.63 | A | 100,680 | D | |
| Common StockF1 | Dec 1, 2016 | L | 79 | $10.16 | A | 100,759 | D | |
| Common StockF1 | Jan 3, 2017 | L | 74 | $10.84 | A | 100,833 | D | |
| Common StockF1 | Feb 1, 2017 | L | 81 | $9.83 | A | 100,914 | D | |
| Common StockF1 | Mar 6, 2017 | L | 87 | $8.90 | A | 101,001 | D | |
| Common StockF3 | Mar 31, 2017 | F | 1,028 | $9.45 | D | 99,973 | D | |
| Common StockF1 | Apr 6, 2017 | L | 130 | $9.27 | A | 100,103 | D | |
| Common StockF1 | May 4, 2017 | L | 80 | $9.98 | A | 100,183 | D | |
| Common StockF1 | Jun 6, 2017 | L | 79 | $9.88 | A | 100,262 | D | |
| Common StockF1 | Jul 7, 2017 | L | 79 | $10.29 | A | 100,341 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-settled Appreciation RightsF4 | $10.20 | Jul 6, 2017 | A | 28,125 | A | Jul 6, 2018 | Jul 6, 2024 | Common Stock | 28,125 | 28,125 | D |
Explanation of responses
- F1Shares purchased through employee stock purchase plan.
- F2Reporting Person's most recently filed Form 4, filed October 28, 2016, reported that he beneficially owned 99,701 shares following the transaction reported therein. This number was used as the starting point for Column 5 of Table I on this Form 4.
- F3Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.
- F4Stock-settled appreciation rights granted under the Agilysys, Inc. 2016 Stock Incentive Plan. The SSARs vest in one-third increments on March 31, 2018, 2019 and 2020.