SEC Form 4 · accession 0000950138-17-000500
AGILYSYS INC · AGYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Pritchett
Officer — CFO
Period of report
Mar 31, 2017
Accepted (ET)
Jun 16, 2017 · 6:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000078749
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2017 | F | 536 | $9.45 | D | 18,074 | D | |
| Common StockF2 | Jun 14, 2017 | A | 15,000 | $0.00 | A | 33,074 | D | |
| Common Stock | holding | — | — | — | 460 | I | By Spouse's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-settled Appreciation RightsF3 | $9.84 | Jun 14, 2017 | A | 15,000 | A | Jun 14, 2018 | Jun 14, 2024 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.
- F2Restricted shares granted under the Agilysys, Inc. 2016 Stock Incentive Plan. The shares vest in one-third increments on March 31, 2018, 2019 and 2020.
- F3Stock-settled appreciation rights granted under the Agilysys, Inc. 2016 Stock Incentive Plan. The SSARs vest in one-third increments on March 31, 2018, 2019 and 2020.