SEC Form 4 · accession 0001437749-17-005616
NATURAL ALTERNATIVES INTERNATIONAL INC · NAII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael E Fortin
Officer — Chief Financial Officer
Period of report
Mar 28, 2017
Accepted (ET)
Mar 30, 2017 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000787253
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 28, 2017 | A | 15,000 | $0.00 | A | 54,782 | D | |
| Common Stock | holding | — | — | — | 185 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction represents a grant of restricted stock pursuant to the Issuer's 2009 Omnibus Incentive Plan.
- F2One third (5,000 shares) of the restricted stock vests on March 7, 2018; one third (5,000 shares) of the restricted stock vests on March 7, 2019, and the final third (5,000 shares) of the restricted stock vests on March 7, 2020.