SEC Form 4 · accession 0001437749-17-004445
NATURAL ALTERNATIVES INTERNATIONAL INC · NAII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Ledoux
Officer — CEO/Chairman · Director · 10% Owner
Period of report
Mar 7, 2017
Accepted (ET)
Mar 14, 2017 · 6:13 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000787253
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2017 | F | 7,044 | $8.75 | D | 65,968 | D | |
| Common Stock | holding | — | — | — | 176,500 | I | By Self as Trustee for the LeDoux Family Trust U/D/T December 21, 1992 | |
| Common Stock | holding | — | — | — | 535,000 | I | By LeDoux Family Limited Partnership | |
| Common Stock | holding | — | — | — | 41,416 | I | By IRA | |
| Common Stock | holding | — | — | — | 7,200 | I | By Self as Custodian for Marcelle Jeannette LeDoux | |
| Common Stock | holding | — | — | — | 800 | I | By Self as Custodian for Jean-Marc Emile LeDoux | |
| Common Stock | holding | — | — | — | 28,000 | I | By 401 (K) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction represents a resale of 7,044 shares to the Issuer as payment of the reporting person's tax liability upon vesting of 25,000 shares of restricted stock on March 7, 2017, using the closing stock price on March 7, 2017 of $8.75 per share.