SEC Form 4 · accession 0001437749-16-042406
NATURAL ALTERNATIVES INTERNATIONAL INC · NAII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Ledoux
Officer — CEO/Chairman · Director · 10% Owner
Period of report
Nov 16, 2016
Accepted (ET)
Nov 18, 2016 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000787253
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 16, 2016 | S | 11,389 | $12.00 | D | 82,012 | D | |
| Common StockF2 | Nov 17, 2016 | G | 9,000 | — | D | 73,012 | D | |
| Common Stock | holding | — | — | — | 189,797 | I | By Self as Trustee for the LeDoux Family Trust U/D/T December 21, 1992 | |
| Common Stock | holding | — | — | — | 545,000 | I | By LeDoux Family Limited Partnership | |
| Common Stock | holding | — | — | — | 41,416 | I | By IRA | |
| Common Stock | holding | — | — | — | 7,200 | I | By Self as Custodian for Marcelle Jeannette LeDoux | |
| Common Stock | holding | — | — | — | 800 | I | By Self as Custodian for Jean-Marc Emile LeDoux | |
| Common Stock | holding | — | — | — | 28,000 | I | By 401 (K) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents sale of 4,810 shares owned individually and 6,579 shares owned as Joint Tenants with spouse.
- F2Represents a gift of 9,000 shares to a private foundation.