SEC Form 4 · accession 0001437749-16-027514
NATURAL ALTERNATIVES INTERNATIONAL INC · NAII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Ledoux
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Mar 7, 2016
Accepted (ET)
Mar 11, 2016 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000787253
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 7, 2016 | F | 6,490 | $11.70 | D | 68,401 | D | |
| Common Stock | holding | — | — | — | 189,797 | I | By Self as Trustee for the LeDoux Family Trust U/D/T December 21, 1992 | |
| Common Stock | holding | — | — | — | 545,000 | I | By LeDoux Family Limited Partnership | |
| Common Stock | holding | — | — | — | 41,416 | I | By IRA | |
| Common Stock | holding | — | — | — | 7,200 | I | By Self as Custodian for Marcelle Jeannette LeDoux | |
| Common Stock | holding | — | — | — | 800 | I | By Self as Custodian for Jean-Marc Emile LeDoux | |
| Common Stock | holding | — | — | — | 28,000 | I | By 401 (K) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction represents a resale of 6,490 shares to the Issuer as payment of the reporting person's tax liability upon vesting of 23,266 shares of restricted stock as of March 7, 2016, using the closing stock price on March 7, 2016 of $11.70 per share.