SEC Form 4 · accession 0001437749-15-018078
NATURAL ALTERNATIVES INTERNATIONAL INC · NAII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael E Fortin
Officer — Chief Financial Officer
Period of report
Oct 1, 2015
Accepted (ET)
Oct 5, 2015 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000787253
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 1, 2015 | A | 25,000 | $0.00 | A | 32,821 | D | |
| Common Stock | holding | — | — | — | 185 | I | by IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction represents a grant of restricted stock pursuant to the Issuer's 2009 Omnibus Incentive Plan.
- F2One fifth (5,000 shares) of the restricted stock vests on October 1, 2016; one fifth (5,000 shares) of the restricted stock vests on October 1, 2017; one fifth (5,000 shares) of the restricted stock vests on October 1, 2018; one fifth (5,000 shares) of the restricted stock vests on October 1, 2019; and the final fifth (5,000 shares) of the restricted stock vests on October 1, 2020.