SEC Form 4 · accession 0001144204-16-087254
NATURAL ALTERNATIVES INTERNATIONAL INC · NAII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Borg
10% Owner
Period of report
Mar 8, 2016
Accepted (ET)
Mar 10, 2016 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000787253
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2016 | S | 16,472 | $11.75 | D | 898,053 | D | |
| Common StockF1 | Mar 9, 2016 | S | 10,696 | $11.77 | D | 887,357 | D | |
| Common StockF2 | holding | — | — | — | 22,847 | I | By Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Following the transaction Mr. Borg is the direct beneficial owner, for Section 16 (b) reporting purposes, of an aggregate of 887,357 shares of common stock (884,557 in his Keogh account and 2,800 in his IRA account).
- F2Mr. Borg may be deemed to be the indirect beneficial owner of the 22,847 shares held by his wife, Barbara B. Borg. Mr. Borg disclaims any pecuniary interest in the shares held by his wife.