SEC Form 4 · accession 0000714603-17-000048
LIBERTY ALL STAR GROWTH FUND INC. · ASG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
DST SYSTEMS INC
Other
Period of report
Dec 18, 2017
Accepted (ET)
Dec 19, 2017 · 2:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000786035
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Common StockF1,F2 | Dec 18, 2017 | G | 93,809 | $0.00 | D | 2,120,540 | I | By Westside Investment Management, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 18, 2017, the reporting shareholder made a gift of 93,809 shares to a charitable organization.
- F2Shares owned by DST Systems, Inc. are held by West Side Investment Management, Inc., a Nevada corporation and a wholly owned subsidiary of DST Systems, Inc.