SEC Form 4 · accession 0000714603-17-000033
LIBERTY ALL STAR GROWTH FUND INC. · ASG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
DST SYSTEMS INC
Other
Period of report
Jun 21, 2017
Accepted (ET)
Jun 23, 2017 · 11:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000786035
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Common StockF1,F2 | Jun 21, 2017 | G | 103,306 | $0.00 | D | 2,312,196 | I | By West Side Investment Management, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 21, 2017, the reporting shareholder made a gift of 103,306 shares to a charitable organization.
- F2Shares owned by DST Systems, Inc. are held by West Side Investment Management, Inc., a Nevada corporation and a wholly owned subsidiary of DST Systems, Inc.