SEC Form 4 · accession 0000785968-16-000095
MILLER ENERGY RESOURCES, INC. · MILL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl Fredrick Giesler
Officer — Chief Executive Officer · Director
Period of report
Mar 29, 2016
Accepted (ET)
Mar 29, 2016 · 3:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785968
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 29, 2016 | J | 100,000 | $0.00 | D | 0 | D | |
| 10.75% Series C Cumulative Redeemable Preferred StockF1 | Mar 29, 2016 | J | 10,500 | $0.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTIONF1 | $4.35 | Mar 29, 2016 | J | 500,000 | D | Sep 14, 2016 | Sep 14, 2024 | Common Stock | 500,000 | 0 | D |
| OPTIONF1 | $4.35 | Mar 29, 2016 | J | 500,000 | D | Sep 14, 2015 | Sep 14, 2024 | Common Stock | 500,000 | 0 | D |
| OPTIONF1 | $4.35 | Mar 29, 2016 | J | 500,000 | D | Sep 14, 2014 | Sep 14, 2024 | Common Stock | 500,000 | 0 | D |
Explanation of responses
- F1Pursuant to the Issuer's Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code, which was confirmed by the United States Bankruptcy Court for the District of Alaska and became effective on March 29, 2016 (the "Plan"), all equity interests in the Issuer (including common stock and preferred stock, and derivative securities with respect thereto) that were outstanding prior to effectiveness were cancelled.
Remarks
This report is being filed to report the cancellation of the reporting person's Common and Preferred Stock, and other derivative securities in accordance with the Plan.