SEC Form 4 · accession 0000785968-15-000007
MILLER ENERGY RESOURCES, INC. · MILL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Michael Hall
Officer — SVP & COO, CEO - ALASKA
Period of report
Mar 9, 2015
Accepted (ET)
Mar 11, 2015 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785968
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTIONF1 | $1.00 | Mar 9, 2015 | D | 711,000 | D | Dec 10, 2010 | Mar 10, 2015 | Common Stock | 711,000 | 0 | D |
| OPTIONF1 | $1.00 | Mar 9, 2015 | A | 711,000 | A | Dec 10, 2010 | Mar 30, 2015 | Common Stock | 711,000 | 711,000 | D |
| OPTIONF2 | $2.00 | Mar 9, 2015 | D | 480,000 | D | Dec 10, 2011 | Mar 10, 2015 | Common Stock | 480,000 | 0 | D |
| OPTIONF2 | $2.00 | Mar 9, 2015 | A | 480,000 | A | Dec 10, 2011 | Mar 30, 2015 | Common Stock | 480,000 | 480,000 | D |
Explanation of responses
- F1The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the original warrant and the grant of a replacement warrant. The transactions involved a two week extension of a warrant that was originally granted on December 10, 2009 and reported on Form 3 on February 4, 2010, as amended.
- F2The two reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the original warrant and the grant of a replacement warrant. The transactions involved a two-week extension of a warrant that was originally granted on December 10, 2009 and reported on Form 3 on February 4, 2010, as amended.